Domestic & Foreign-Invested RMB Funds: Examining Chinese Law, Tax Issues and Policy Changes
8:00 - 8:50 AM
To meet the growing appetite for Chinese equities, there are new alternatives to complicated offshore transactions such as U.S. originated IPOs or reverse mergers. This panel discusses how RMB funds are changing the investment landscape, and examines the legal differences, tax issues, recent policy and regulatory changes, and structural issues. This discussion also includes how to draft a partnership agreement for a foreign-invested RMB fund.
MODERATOR: PHILIP CHENG, Hogan Lovells
PANELISTS: MICHAEL HO, PricewaterhouseCoopers; YOUYUAN JIN, Zhonglun W&D Law Firm; STEVEN WEI SU, Guo Lian PRC Lawyers

The Fast Changing Landscape for Chinese Companies Seeking Capital
8:50 - 9:40 AM
While many Chinese companies begin to evaluate local funding and mainland listings, overseas deal advisers are creating innovative techniques to secure capital within China. The China Securities Regulatory Commission has the final determination on which companies can complete an IPO. This panel addresses how companies should manage the process and position themselves to participate in the capital markets.
MODERATOR: CAO YU HUI, King and Wood
PANELISTS: LISA LO, CID Group; ANDREW MOK, Red Pagoda Resources

Understanding the Issues Related to Listing on Chinese vs. Overseas Markets
9:40 - 10:30 AM
Listing on a U.S. stock exchange may not be the best option for many Chinese companies. This panel examines the differences in listing on a Chinese stock exchange or an offshore exchange including the accounting, auditing and tax considerations, regulatory issues facing foreign investors, and offers a unique perspective of doing an offshore listing for a company with operations in China.
MODERATOR: JANE SJ YANG, Ernst & Young
PANELISTS: DR. KEJIAN CHAO, Shanghai Stock Exchange; JASON LIU, Guangsheng & Partners; ROCK LIU, PricewaterhouseCoopers; PENG SU, NYSE

Exploring the New Trend of Micro/Mid Cap IPOs
10:50 - 11:40 AM
Securities Exchange Commission probing into U.S. listed Chinese stocks is all over the media right now, but many investors feel that Chinese micro/mid cap IPOs may be one of the best performing segments of the stock market this year. Investors are seeking foreign exposure, and valuations continue to be attractive. This panel examines this trend and explores what investors are looking for in new deals.
MODERATOR: BRAD CARLSSON, Rodman & Renshaw
PANELISTS: JOHN FLETCHER, Brean Murray, Carret & Co.; GREGG JACLIN, Anslow & Jaclin; JEFFREY RINDE, Blank Rome

Trends in PIPEs, Registered Directs & Underwritten Public Offerings
11:40 - 12:30 PM
This panel examines the different marketing efforts, net capital issues and risks assumed by investment banks in PIPEs, registered directs and firm commitment underwritten offerings. Panelists examine the regulatory process, customization of deal terms, stock exchange listing issues, the importance of investor relations, and why companies need a highly-qualified CFO and auditing firm.
MODERATOR: BRETT DIRECTOR, Schulte Roth & Zabel
PANELISTS: ROBERT HAAG, Hampton Growth; MARGARET MI, Rodman & Renshaw

Accounting Considerations for Chinese Companies Going Public in the United States
12:30 - 1:00 PM
This presentation explores current challenges of reverse merger companies and unique issues pertinent to these transactions. Topics include the differences between SAIC filings and U.S. GAAP reporting, recent instances of fraud in China, the importance of educating clients and the challenges and opportunities for non-big four auditors.
SPEAKER: GEORGE QIN, Malone Bailey

China's SAIC vs. the SEC: Ensuring Regulatory and Financial Filings are Accurate
2:00 - 2:50 PM
The comparison of PRC filings and U.S. SEC filings has come to the forefront for Chinese companies, and discrepancies are a primary target for criticism. This panel stresses the importance for management to take SAIC filings seriously, and explains how a lack of detail, accuracy and consistency will be seen as dishonest or in disrespect of the law.
MODERATOR: DAVID GROSSMAN, GBH CPAs
PANELISTS: DAVE GENTRY, RedChip Companies; LEN JUI, KPMG; JOHN MA, Roth Capital Partners

Considerations for Chinese Companies: Completing a Listing on a U.S. Exchange
2:50 - 3:35 PM
This panel covers the specific issues of taking a Chinese company public in the U.S. through a reverse merger or other APO-type transaction. Topics include due diligence, arranging financing, structural challenges, and working with consultants or deal finders.
MODERATOR: MARK HEMMANN, Regeneration Capital Group
PANELISTS: JASON WANG, Han Kun Law Offices; MATTHEW OGURICK, K&L Gates

Comparing & Contrasting IPOs in Different Jurisdictions
3:35 - 4:25 PM
More companies are considering listing outside of China in places such as Hong Kong and Korea. Some are even exploring the possibility of doing a multi-jurisdiction listing. This panel examines why companies are taking a serious look at these options, how the processes differ, what the upfront and post-transaction compliance costs are, and how the rules and regulations affect the structure of the deal.
MODERATOR: KEVIN LEUNG, LKP Global Law
PANELISTS: TERENCE CHIU, Li & Partners; REN GUANG MIN, Hong Kong Stock Exchange; KENT SHAO, Changze Law Firm

How Companies Can Raise Pre-IPO Funds
4:25 - 5:15 PM
This session discusses strategies for finding pre-IPO investors, key steps to prepare your company before meeting with potential investors, and common mistakes issuers make in presenting their companies to investors. Panelists also review a pre-IPO term sheet and discuss current market strategies.
MODERATOR: PAUL HICKEY, Coron Capital
PANELISTS: DAVID SELVIA, Cathay Capital; WAYNE SHIONG, Bertelsmann Asia Investments; STEVE ZHUANG, M-Venture Shanghai

Chinese Company Presentations & One-on-One Meetings
9:00 - 5:00 PM
Day two of the conference features concurrent breakout rooms with Chinese company presentations and plenty of networking. There will also be a formalized one-on-one meeting schedule that provides the opportunity for a full day of networking with Chinese company management teams.