The PIPEs Conference 2011 tackled all of the changes in market dynamics, funding structures, challenges in raising capital, and regulatory initiatives that impacted the PIPE market and the market for registered directs, follow-ons, CMPOs and other deals.

Purchase The PIPEs Conference 2011 Audio/Book Kit today and you'll receive a CD featuring all panel discussions and presentation audio, along with the Event Book & Resource Guide.

  • The Impact of Dodd-Frank on PIPE Investing, Fund Reporting, and Venture Capital
  • How the 'Attack' on Reverse Mergers Might Affect Small Company Capital Formation
  • Re-IPO Techniques including Follow-ons, Delistings/Relistings, ADRs
  • Stock Lending, Equity Lines, Debt Investments & Peripheral Deal Structures for Investors
  • Understanding the Issues Relating to the Clearing of Securities and the DTC
  • How to Trade Halted Stocks & Dealing with Trading in Illiquid Stocks
  • Registered Directs, CMPOs, Follow-ons and other Small Cap Capital Formation Tools
  • Litigation Involving Chinese Issuers
  • Discussion of the Nasdaq BX vs. OTC Markets vs. The Bulletin Board
  • New Regulations and Issues facing Small Cap and Emerging Companies
  • A New Era of PIPE Investing: Direct Investments, New Comp Structures for PIPE Fund Managers, PIPEs as Permanent Capital
  • Social Media – Exploring the Increased Use of Social Media by Public Companies as a Means to Reach Desired Audiences



Rodman Arranges $100M Non-Convertible Debt PIPE for ZaZa Energy to Fund Drilling
Wed, 22 Feb 2012 11:12:15 PST
Rodman & Renshaw Capital Group, the most active placement agent in nine out of the last 10 years... Read More

SafeStitch Gets $8.3M in Financing from Frost Group, Others to Fund Launch of Hernia Stapler
Tue, 21 Feb 2012 12:32:10 PST
SafeStitch Medical (SFES) is raising $8.3 million from a private placement of common stock to 35 inv... Read More

Houlihan Lokey Arranges $34.8M for Discount Internet Vitamin Seller Vitacost.com
Tue, 21 Feb 2012 10:10:06 PST
Houlihan Lokey Howard & Zukin arranged a $34.8 million private placement of common stock and war... Read More

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